In this section, you will:
The revenue in millions of dollars for a fictional cable company from 2006 through 2013 is shown in [link].
Year | 2006 | 2007 | 2008 | 2009 | 2010 | 2011 | 2012 | 2013 |
Revenues | 52.4 | 52.8 | 51.2 | 49.5 | 48.6 | 48.6 | 48.7 | 47.1 |
The revenue can be modeled by the polynomial function
where
represents the revenue in millions of dollars and
represents the year, with
corresponding to 2006. Over which intervals is the revenue for the company increasing? Over which intervals is the revenue for the company decreasing? These questions, along with many others, can be answered by examining the graph of the polynomial function. We have already explored the local behavior of quadratics, a special case of polynomials. In this section we will explore the local behavior of polynomials in general.
Polynomial functions of degree 2 or more have graphs that do not have sharp corners; recall that these types of graphs are called smooth curves. Polynomial functions also display graphs that have no breaks. Curves with no breaks are called continuous. [link] shows a graph that represents a polynomial function and a graph that represents a function that is not a polynomial.
Which of the graphs in [link] represents a polynomial function?
The graphs of
and
are graphs of polynomial functions. They are smooth and continuous.
The graphs of
and
are graphs of functions that are not polynomials. The graph of function
has a sharp corner. The graph of function
is not continuous.
Do all polynomial functions have as their domain all real numbers?
Yes. Any real number is a valid input for a polynomial function.
Recall that if
is a polynomial function, the values of
for which
are called zeros of
If the equation of the polynomial function can be factored, we can set each factor equal to zero and solve for the zeros.
We can use this method to find
intercepts because at the
intercepts we find the input values when the output value is zero. For general polynomials, this can be a challenging prospect. While quadratics can be solved using the relatively simple quadratic formula, the corresponding formulas for cubic and fourth-degree polynomials are not simple enough to remember, and formulas do not exist for general higher-degree polynomials. Consequently, we will limit ourselves to three cases:
**Given a polynomial function
find the x-intercepts by factoring.**
intercepts.
Find the x-intercepts of
We can attempt to factor this polynomial to find solutions for
This gives us five x-intercepts:
and
See [link]. We can see that this is an even function because it is symmetric about the y-axis.
Find the x-intercepts of
Find the y- and x-intercepts of
The y-intercept can be found by evaluating
So the y-intercept is
The x-intercepts can be found by solving
So the x-intercepts are
and
We can always check that our answers are reasonable by using a graphing calculator to graph the polynomial as shown in [link].
Find the x-intercepts of
This polynomial is not in factored form, has no common factors, and does not appear to be factorable using techniques previously discussed. Fortunately, we can use technology to find the intercepts. Keep in mind that some values make graphing difficult by hand. In these cases, we can take advantage of graphing utilities.
Looking at the graph of this function, as shown in [link], it appears that there are x-intercepts at
and
We can check whether these are correct by substituting these values for
and verifying that
Since
we have:
Each x-intercept corresponds to a zero of the polynomial function and each zero yields a factor, so we can now write the polynomial in factored form.
Find the y- and x-intercepts of the function
y-intercept
x-intercepts
and
Graphs behave differently at various x-intercepts. Sometimes, the graph will cross over the horizontal axis at an intercept. Other times, the graph will touch the horizontal axis and "bounce" off.
Suppose, for example, we graph the function shown.
Notice in [link] that the behavior of the function at each of the x-intercepts is different.
The x-intercept
is the solution of equation
The graph passes directly through the x-intercept at
The factor is linear (has a degree of 1), so the behavior near the intercept is like that of a line—it passes directly through the intercept. We call this a single zero because the zero corresponds to a single factor of the function.
The x-intercept
is the repeated solution of equation
The graph touches the axis at the intercept and changes direction. The factor is quadratic (degree 2), so the behavior near the intercept is like that of a quadratic—it bounces off of the horizontal axis at the intercept.
The factor is repeated, that is, the factor
appears twice. The number of times a given factor appears in the factored form of the equation of a polynomial is called the multiplicity. The zero associated with this factor,
has multiplicity 2 because the factor
occurs twice.
The x-intercept
is the repeated solution of factor
The graph passes through the axis at the intercept, but flattens out a bit first. This factor is cubic (degree 3), so the behavior near the intercept is like that of a cubic—with the same S-shape near the intercept as the toolkit function
We call this a triple zero, or a zero with multiplicity 3.
For zeros with even multiplicities, the graphs touch or are tangent to the x-axis. For zeros with odd multiplicities, the graphs cross or intersect the x-axis. See [link] for examples of graphs of polynomial functions with multiplicity 1, 2, and 3.
For higher even powers, such as 4, 6, and 8, the graph will still touch and bounce off of the horizontal axis but, for each increasing even power, the graph will appear flatter as it approaches and leaves the x-axis.
For higher odd powers, such as 5, 7, and 9, the graph will still cross through the horizontal axis, but for each increasing odd power, the graph will appear flatter as it approaches and leaves the x-axis.
If a polynomial contains a factor of the form
the behavior near the
intercept
is determined by the power
We say that
is a zero of multiplicity
The graph of a polynomial function will touch the x-axis at zeros with even multiplicities. The graph will cross the x-axis at zeros with odd multiplicities.
The sum of the multiplicities is the degree of the polynomial function.
Given a graph of a polynomial function of degree
identify the zeros and their multiplicities.
Use the graph of the function of degree 6 in [link] to identify the zeros of the function and their possible multiplicities.
The polynomial function is of degree 6. The sum of the multiplicities must be 6.
Starting from the left, the first zero occurs at
The graph touches the x-axis, so the multiplicity of the zero must be even. The zero of
most likely has multiplicity
The next zero occurs at
The graph looks almost linear at this point. This is a single zero of multiplicity 1.
The last zero occurs at
The graph crosses the x-axis, so the multiplicity of the zero must be odd. We know that the multiplicity is likely 3 and that the sum of the multiplicities is 6.
Use the graph of the function of degree 9 in [link] to identify the zeros of the function and their multiplicities.
The graph has a zero of –5 with multiplicity 3, a zero of -1 with multiplicity 2, and a zero of 3 with multiplicity 4.
As we have already learned, the behavior of a graph of a polynomial function of the form
will either ultimately rise or fall as
increases without bound and will either rise or fall as
decreases without bound. This is because for very large inputs, say 100 or 1,000, the leading term dominates the size of the output. The same is true for very small inputs, say –100 or –1,000.
Recall that we call this behavior the end behavior of a function. As we pointed out when discussing quadratic equations, when the leading term of a polynomial function,
is an even power function, as
increases or decreases without bound,
increases without bound. When the leading term is an odd power function, as
decreases without bound,
also decreases without bound; as
increases without bound,
also increases without bound. If the leading term is negative, it will change the direction of the end behavior. [link] summarizes all four cases.
In addition to the end behavior, recall that we can analyze a polynomial function’s local behavior. It may have a turning point where the graph changes from increasing to decreasing (rising to falling) or decreasing to increasing (falling to rising). Look at the graph of the polynomial function
in [link]. The graph has three turning points.
This function
is a 4th degree polynomial function and has 3 turning points. The maximum number of turning points of a polynomial function is always one less than the degree of the function.
A turning point is a point of the graph where the graph changes from increasing to decreasing (rising to falling) or decreasing to increasing (falling to rising).
A polynomial of degree
will have at most
turning points.
Find the maximum number of turning points of each polynomial function.
First, rewrite the polynomial function in descending order:
Identify the degree of the polynomial function. This polynomial function is of degree 5.
The maximum number of turning points is
First, identify the leading term of the polynomial function if the function were expanded.
Then, identify the degree of the polynomial function. This polynomial function is of degree 4.
The maximum number of turning points is
We can use what we have learned about multiplicities, end behavior, and turning points to sketch graphs of polynomial functions. Let us put this all together and look at the steps required to graph polynomial functions.
Given a polynomial function, sketch the graph.
axis, that is,
If a function is an odd function, its graph is symmetrical about the origin, that is,
intercepts.
Sketch a graph of
This graph has two x-intercepts. At
the factor is squared, indicating a multiplicity of 2. The graph will bounce at this x-intercept. At
the function has a multiplicity of one, indicating the graph will cross through the axis at this intercept.
The y-intercept is found by evaluating
The y-intercept is
Additionally, we can see the leading term, if this polynomial were multiplied out, would be
so the end behavior is that of a vertically reflected cubic, with the outputs decreasing as the inputs approach infinity, and the outputs increasing as the inputs approach negative infinity. See [link].
To sketch this, we consider that:
the function
so we know the graph starts in the second quadrant and is decreasing toward the
axis.
is not equal to
the graph does not display symmetry.
the graph bounces off of the x-axis, so the function must start increasing. At
the graph crosses the y-axis at the y-intercept. See [link].
Somewhere after this point, the graph must turn back down or start decreasing toward the horizontal axis because the graph passes through the next intercept at
See [link].
As
the function
so we know the graph continues to decrease, and we can stop drawing the graph in the fourth quadrant.
Using technology, we can create the graph for the polynomial function, shown in [link], and verify that the resulting graph looks like our sketch in [link].
Sketch a graph of
In some situations, we may know two points on a graph but not the zeros. If those two points are on opposite sides of the x-axis, we can confirm that there is a zero between them. Consider a polynomial function
whose graph is smooth and continuous. The Intermediate Value Theorem states that for two numbers
and
in the domain of
if
and
then the function
takes on every value between
and
(While the theorem is intuitive, the proof is actually quite complicated and requires higher mathematics.) We can apply this theorem to a special case that is useful in graphing polynomial functions. If a point on the graph of a continuous function
at
lies above the
axis and another point at
lies below the
axis, there must exist a third point between
and
where the graph crosses the
axis. Call this point
This means that we are assured there is a solution
where
In other words, the Intermediate Value Theorem tells us that when a polynomial function changes from a negative value to a positive value, the function must cross the
axis. [link] shows that there is a zero between
and
Let
be a polynomial function. The Intermediate Value Theorem states that if
and
have opposite signs, then there exists at least one value
between
and
for which
Show that the function
has at least two real zeros between
and
As a start, evaluate
at the integer values
and
See [link].
1 | 2 | 3 | 4 | |
5 | 0 | –3 | 2 |
We see that one zero occurs at
Also, since
is negative and
is positive, by the Intermediate Value Theorem, there must be at least one real zero between 3 and 4.
We have shown that there are at least two real zeros between
and
We can also see on the graph of the function in [link] that there are two real zeros between
and
Show that the function
has at least one real zero between
and
Because
is a polynomial function and since
is negative and
is positive, there is at least one real zero between
and
Now that we know how to find zeros of polynomial functions, we can use them to write formulas based on graphs. Because a polynomial function written in factored form will have an x-intercept where each factor is equal to zero, we can form a function that will pass through a set of x-intercepts by introducing a corresponding set of factors.
If a polynomial of lowest degree
has horizontal intercepts at
then the polynomial can be written in the factored form:
where the powers
on each factor can be determined by the behavior of the graph at the corresponding intercept, and the stretch factor
can be determined given a value of the function other than the x-intercept.
Given a graph of a polynomial function, write a formula for the function.
Write a formula for the polynomial function shown in [link].
This graph has three x-intercepts:
and
The y-intercept is located at
At
and
the graph passes through the axis linearly, suggesting the corresponding factors of the polynomial will be linear. At
the graph bounces at the intercept, suggesting the corresponding factor of the polynomial will be second degree (quadratic). Together, this gives us
To determine the stretch factor, we utilize another point on the graph. We will use the
intercept
to solve for
The graphed polynomial appears to represent the function
Given the graph shown in [link], write a formula for the function shown.
With quadratics, we were able to algebraically find the maximum or minimum value of the function by finding the vertex. For general polynomials, finding these turning points is not possible without more advanced techniques from calculus. Even then, finding where extrema occur can still be algebraically challenging. For now, we will estimate the locations of turning points using technology to generate a graph.
Each turning point represents a local minimum or maximum. Sometimes, a turning point is the highest or lowest point on the entire graph. In these cases, we say that the turning point is a global maximum or a global minimum. These are also referred to as the absolute maximum and absolute minimum values of the function.
A local maximum or local minimum at
(sometimes called the relative maximum or minimum, respectively) is the output at the highest or lowest point on the graph in an open interval around
If a function has a local maximum at
then
for all
in an open interval around
If a function has a local minimum at
then
for all
in an open interval around
A global maximum or global minimum is the output at the highest or lowest point of the function. If a function has a global maximum at
then
for all
If a function has a global minimum at
then
for all
We can see the difference between local and global extrema in [link].
Do all polynomial functions have a global minimum or maximum?
*No. Only polynomial functions of even degree have a global minimum or maximum. For example,
has neither a global maximum nor a global minimum.*
An open-top box is to be constructed by cutting out squares from each corner of a 14 cm by 20 cm sheet of plastic and then folding up the sides. Find the size of squares that should be cut out to maximize the volume enclosed by the box.
We will start this problem by drawing a picture like that in [link], labeling the width of the cut-out squares with a variable,
Notice that after a square is cut out from each end, it leaves a
cm by
cm rectangle for the base of the box, and the box will be
cm tall. This gives the volume
Notice, since the factors are
and
the three zeros are 10, 7, and 0, respectively. Because a height of 0 cm is not reasonable, we consider the only the zeros 10 and 7. The shortest side is 14 and we are cutting off two squares, so values
may take on are greater than zero or less than 7. This means we will restrict the domain of this function to
Using technology to sketch the graph of
on this reasonable domain, we get a graph like that in [link]. We can use this graph to estimate the maximum value for the volume, restricted to values for
that are reasonable for this problem—values from 0 to 7.
From this graph, we turn our focus to only the portion on the reasonable domain,
We can estimate the maximum value to be around 340 cubic cm, which occurs when the squares are about 2.75 cm on each side. To improve this estimate, we could use advanced features of our technology, if available, or simply change our window to zoom in on our graph to produce [link].
From this zoomed-in view, we can refine our estimate for the maximum volume to about 339 cubic cm, when the squares measure approximately 2.7 cm on each side.
Use technology to find the maximum and minimum values on the interval
of the function
The minimum occurs at approximately the point
and the maximum occurs at approximately the point
Access the following online resource for additional instruction and practice with graphing polynomial functions.
intercepts of a polynomial function is to graph the function and identify the points at which the graph crosses the
axis. See [link].
intercepts. See [link].
has at most
turning points. See [link].
have opposite signs, then there exists at least one value
between
and
for which
See [link].
What is the difference between an
intercept and a zero of a polynomial function
The
intercept is where the graph of the function crosses the
axis, and the zero of the function is the input value for which
If a polynomial function of degree
has
distinct zeros, what do you know about the graph of the function?
Explain how the Intermediate Value Theorem can assist us in finding a zero of a function.
If we evaluate the function at
and at
and the sign of the function value changes, then we know a zero exists between
and
Explain how the factored form of the polynomial helps us in graphing it.
If the graph of a polynomial just touches the x-axis and then changes direction, what can we conclude about the factored form of the polynomial?
There will be a factor raised to an even power.
For the following exercises, find the
or t-intercepts of the polynomial functions.
For the following exercises, use the Intermediate Value Theorem to confirm that the given polynomial has at least one zero within the given interval.
between
and
between
and
and
Sign change confirms.
between
and
between
and
.
and
Sign change confirms.
between
and
between
and
and
Sign change confirms.
For the following exercises, find the zeros and give the multiplicity of each.
0 with multiplicity 2,
with multiplicity 5, 4 with multiplicity 2
0 with multiplicity 2, –2 with multiplicity 2
with multiplicity 2, 0 with multiplicity 3
For the following exercises, graph the polynomial functions. Note
and
intercepts, multiplicity, and end behavior.
x-intercepts,
with multiplicity 2,
with multiplicity 1,
intercept
As
x-intercepts
with multiplicity 3,
with multiplicity 2,
intercept
As
x-intercepts
with multiplicity 1,
intercept
As
For the following exercises, use the graphs to write the formula for a polynomial function of least degree.
For the following exercises, use the graph to identify zeros and multiplicity.
–4, –2, 1, 3 with multiplicity 1
–2, 3 each with multiplicity 2
For the following exercises, use the given information about the polynomial graph to write the equation.
Degree 3. Zeros at
and
y-intercept at
Degree 3. Zeros at
and
y-intercept at
Degree 5. Roots of multiplicity 2 at
and
, and a root of multiplicity 1 at
y-intercept at
Degree 4. Root of multiplicity 2 at
and a roots of multiplicity 1 at
and
y-intercept at
Degree 5. Double zero at
and triple zero at
Passes through the point
Degree 3. Zeros at
and
y-intercept at
Degree 3. Zeros at
and
y-intercept at
Degree 5. Roots of multiplicity 2 at
and
and a root of multiplicity 1 at
y-intercept at
Degree 4. Roots of multiplicity 2 at
and roots of multiplicity 1 at
and
y-intercept at
Double zero at
and triple zero at
Passes through the point
For the following exercises, use a calculator to approximate local minima and maxima or the global minimum and maximum.
local max
local min
global min
global min
For the following exercises, use the graphs to write a polynomial function of least degree.
For the following exercises, write the polynomial function that models the given situation.
A rectangle has a length of 10 units and a width of 8 units. Squares of
by
units are cut out of each corner, and then the sides are folded up to create an open box. Express the volume of the box as a polynomial function in terms of
Consider the same rectangle of the preceding problem. Squares of
by
units are cut out of each corner. Express the volume of the box as a polynomial in terms of
A square has sides of 12 units. Squares
by
units are cut out of each corner, and then the sides are folded up to create an open box. Express the volume of the box as a function in terms of
A cylinder has a radius of
units and a height of 3 units greater. Express the volume of the cylinder as a polynomial function.
A right circular cone has a radius of
and a height 3 units less. Express the volume of the cone as a polynomial function. The volume of a cone is
for radius
and height
where
for all
where
for all
and
in the domain of
if
and
then the function
takes on every value between
and
; specifically, when a polynomial function changes from a negative value to a positive value, the function must cross the
axis
,
is a zero of multiplicity
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